Compliance and Financial Oversight Blog
Fintech, Investment Adviser, Broker/Dealer Compliance Officers
NASD, FINRA, NYSE Regulation Alumni
RT @aosipovich: Here's another one to file under "growing institutional interest": my colleagues on the op-ed side of the WSJ are getting w…
RT @aosipovich: One of the world's hottest crypto exchanges is run by a 29-year-old billionaire who sleeps on a beanbag in the office and w…
RT @SteveGleason: Another super dope perk of this life... After I get rained on, I get 'blow jobs' from my wife. Thank you ALS! https://t.…
RT @nikhileshde: Inbox: @SenateBanking / @BankingGOP / @FSCDems / @FinancialCmte will hold hearings with CEOs of @jpmorgan, @BankofAmerica,…
RT @eringriffith: Wowowow $COIN opens trading at a $100 billion valuation and immediately jumps from there our story from this morning: ht…
RT @dianabhenriques: My obit is here: Bernie Madoff, Architect of Largest Ponzi Scheme in History, Is Dead at 82 https://t.co/vuzLGkWB20