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Media Appearances

FINS.com - Part of The Wall Street Journal Digital Network -
March 2010 - Where Compliance Pros Connect Online

If you’re looking to keep up with the latest on all the new decrees or just a little cyber-networking, here’s a guide to online communities for compliance officers.

Broker Dealer, Investment Advisor Compliance Officers brings together, you guessed it, BD and IA compliance officers —  and has nearly 700 members. It's run by compliance recruiter and blogger Stuart Rosenthal.

Compliance Oversights is maintained by Rosenthal, the owner of the Broker Dealer, Investment Advisor Compliance Officers LinkedIn group. Rosenthal, a former compliance officer-turned-recruiter, gives a recruiter's perspective on compliance hiring.

Click here to view the entire article and see the compliance-related LinkedIn Groups, blogs, and Twitter accounts FINS recommends.

BrokeandBroker.com - October 2009
Q&A with Bill Singer
Singer: "Do you think we've seen the worst?"

Rosenthal: "Although improved since the Bear and Lehman crises, I don't think we will ever return to the staffing levels of the last bull market, at least, not for this generation. We are still adjusting to the new world order."

Singer: "What are the chances of Wall Street embarking upon the rehiring of the tens of thousands of folks who have been laid off during the Great Recession?" Click to read full interview

View all media appearances here.


Trusted & Partner Websites

Street Systems Logo

Street Systems provides a variety of services from design through implementation. Their representatives have deep technical and industry knowledge and work independently, allowing the host organization the opportunity to focus on strategic level planning and development. While Street Systems excels at applications and systems development, they can also assist with on site infrastructure support and project management. Their unique approach delivers quality, user-defined applications within scope and budget.

www.streetsystems.com


Osbco Logo

OSBCO specializes in helping small to medium sized Broker-Dealers satisfy independent AML testing requirements under rule 3310 and from test plan design to execution and results reporting. Our goal is to help you improve your firm's AML controls and reduce the risk of regulatory headaches from non-compliance.

Contact David C. Ondrejcak, CPA for more information.
973-615-9339
DaveOndrejcak@osbco.com


Brian J. Elbaum Logo

Law Offices of Brian J. Elbaum

Practice divided into seven primary areas: General Personal Injury, Product Liability, Medical Malpractice, Work Accidents, Discrimination, Real Estate, and Entertainment. Handles matters in New York and New Jersey State Court Systems, as well as in the Federal Court System. Firm also partners with top trial lawyers in the Tri-State region.

212-867-4300
info@elbaumlaw.com
elbaumlaw.com


Landor Logo

Landor - DESIGN and BRANDING
www.landor.com
See also: YouTube | Twitter | Facebook
You’re invited to read Landor’s blog for thoughts on brands and branding from people at Landor: landor.com/blog.


John Herbst

John A. Herbst - Prudential Douglas Elliman Real Estate
Specializing in Residential Sales & Rentals

A former compliance professional, John Herbst has leveraged his experience in banking, finance and consulting to assist clients in the fast-paced NY real estate market. Call John for all of your Real Estate needs!

575 Madison Ave. New York, NY 10022
212-350-2286
jherbst@elliman.com
View Bio/Listings


Nason House Logo

Nason House Technology
Specializing in Custom Designed Web Sites for Small Businesses

Nason House Technology's fundamental goal is to help small business owners gain a competitive edge by developing unique and functional web sites that stand out amongst the competition without breaking the budget.

www.nasonhouse.com


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